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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-08 |
| OK | RA | APPROVED | 2009-09-03 |
Branch Locations
2431 E 61St St Ste 400, Tulsa, OK 74136 • United States
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tulsa | OK | 04/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Tulsa | OK | 03/2020 | Present |
Business Ownership; SDK Group LLC; Managing the financial planning practice, activities and employees; Management business as it relates to the managing the financial planning practice.; 2431 E 61st S Ste 400, , Tulsa, OK, 74136; Not Investment-Related; 01/03/2018; 1 to 9 hours per month; 1 to 9 during trading hours / SDK Management; Owner; Property management LLC where rent can be paid from and renters can pay rent into. Also common office expense will be paid out of the LLC.; 2431 E 61st St Ste 400, , Tulsa, OK, 74114; Not Investment-Related; 09/01/2017; 0 hours per month; 0 during trading hours. Board of Directors; The Tulsa Ballet; Elected Director; 45th, , Tulsa, OK, 74105; Not Investment-Related; 08/23/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-16 |
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