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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2018-11-29 |
| PA | RA | APPROVED | 2018-11-28 |
| TX | RA | APPROVED | 2018-11-28 |
Branch Locations
1 New York Plaza 16Th Floor, New York, NY 10004 • United States
2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
Two Jericho Plaza, Jericho, NY 11753 • United States
611 East Main Street, Riverhead, NY 11901 • United States
58 South Service Road Suite 400, Melville, NY 11747 • United States
414 Main Street Suite 101, Port Jefferson, NY 11777 • United States
888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States
101 Larry Holmes Drive Suite 301, Easton, PA 18042 • United States
214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States
515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States
300 Granite Run Drive Suite 300, Lancaster, PA 17601 • United States
111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States
175 Pine Street Suite 100, Williamsport, PA 17701 • United States
1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States
701 Main Street 501 5Th Floor, Stroudsburg, PA 18360 • United States
Cross Creeke Pointe Suite 401 1065 Highway 315, Wilkes Barre, PA 18702 • United States
1185 Imperial Drive Suite 102, Hagerstown, MD 21740 • United States
720 South Atherton Street, State College, PA 16801 • United States
221 West Philadelphia Street Suite 301, York, PA 17401 • United States
200 Route 31 North, Flemington, NJ 08822 • United States
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
15 Independence Boulevard 1St Floor, Warren, NJ 07059 • United States
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States
150 Clove Road, Little Falls, NJ 07424 • United States
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States
1 New York Plaza, New York, NY 10004 • United States
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Man Investments, Inc. | New York | NY | 11/2015 | 03/2018 |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-01 |
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