William John Werner

1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-01-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade	Radnor	PA	06/2015	09/2016
Tiaa-Cref Individual & Institutional Services, Llc	Philadelphia	PA	09/2016	08/2020
Amerivest Investment Management, Llc	Radnor	PA	06/2015	09/2016
Clarfeld Financial Advisors	Fort Washington	PA	08/2020	04/2021
Tiaa Advice And Planning Services	Radnor	PA	09/2016	08/2020
Facet Wealth	Baltimore	MD	04/2021	01/2023
The Vanguard Group, Inc.	Malvern	PA	03/2023	01/2026
Mission Wealth Management, Lp	Santa Barbara	CA	01/2026	Present

06/2015 → 09/2016

Td Ameritrade

Radnor, PA
09/2016 → 08/2020

Tiaa-Cref Individual & Institutional Services, Llc

Philadelphia, PA
06/2015 → 09/2016

Amerivest Investment Management, Llc

Radnor, PA
08/2020 → 04/2021

Clarfeld Financial Advisors

Fort Washington, PA
09/2016 → 08/2020

Tiaa Advice And Planning Services

Radnor, PA
04/2021 → 01/2023

Facet Wealth

Baltimore, MD
03/2023 → 01/2026

The Vanguard Group, Inc.

Malvern, PA
01/2026 → Present

Mission Wealth Management, Lp

Santa Barbara, CA

2023-04-11 → 2025-12-31

Vanguard Advisers, Inc.

Malvern, PA
2021-04-22 → 2023-01-06

Facet

Bryn Mawr, PA

West Palm Beach, FL
2020-08-21 → 2021-04-23

Citizens Private Wealth

Tarrytown, NY

Fort Washington, PA
2016-09-29 → 2020-08-12

Tiaa-Cref Individual & Institutional Services, Llc

Radnor, PA
2015-06-10 → 2016-09-19

Td Ameritrade, Inc.

Radnor, PA
2015-06-10 → 2016-09-19

Td Ameritrade Investment Management, Llc

Radnor, PA
2014-06-30 → 2015-06-01

United Capital Financial Advisors

North Wales, PA
2013-02-13 → 2014-06-10

Pnc Wealth Management Llc

Philadelphia, PA

Philadelphia, PA

Merchantville, NJ

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-04-07
S66	Uniform Combined State Law Examination	2013-02-12