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Therese Chi Nguyen Tukalski

Raymond James & Associates, Inc.

Westlake Village, CA

Simi Valley, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-01-05
  • CA RA
    APPROVED
    Since 2017-01-05

Branch Locations

3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Westlake Village CA 11/2011 12/2016
Raymond James & Associates Westlake Village CA 01/2017 Present
  • 11/2011 → 12/2016
    Stifel Nicolaus & Co Inc
    Westlake Village, CA
  • 01/2017 → Present
    Raymond James & Associates
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-29
  • S66 Uniform Combined State Law Examination
    2010-05-29
Other Names
  • Therese Nguyen
  • Chi Nguyen
  • Chi Therese Nguyen
  • Theresa Tukalski
  • Theresa Chi Nguyen Tukalski

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
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MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
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