Christopher Lee Stiver

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-04
WA	RA	APPROVED	2014-09-23
OH	RA	APPROVED	2013-11-12

TX RA
APPROVED_RES

Since 2018-01-04
WA RA
APPROVED

Since 2014-09-23
OH RA
APPROVED

Since 2013-11-12

Branch Locations

Dayton, OH • United States

555 Lake Forest Dr Ste 650, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Dayton	OH	11/2013	Present

11/2013 → Present

Lpl Financial Llc

Dayton, OH

Previous Registrations

2008-07-10 → 2013-11-12

Ameriprise Financial Services, Llc

Dayton, OH

Cincinnati, OH

Cincinnati, OH

Dayton, OH

Other Businesses

1. 11/23/2016: Stiver Financial Advisory - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/16/2016 - 40 Hours Per Month During Securities Trading. 2. 07/16/2019 - Huck Venture - Not investment related - At reported business location(s) - Online Seller of Apparel & Accessories - start date:07/01/2019 - 10 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-25

S66 Uniform Combined State Law Examination

2008-07-25

View on SEC IAPD