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1 University Square Drive, Princeton, NJ 08540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-11 |
| CA | RA | APPROVED | 2023-06-27 |
Branch Locations
400 Howard Street, San Francisco, CA 94105 • United States
1 University Square Drive, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cim | Oakland | CA | 03/2015 | 01/2019 |
| Cco Capital, Llc | Phoenix | AZ | 06/2018 | 08/2022 |
| Cco Staffing, Llc | Phoenix | AZ | 06/2018 | 01/2019 |
| Fiera Capital Inc. | Berkley | CA | 09/2022 | 05/2023 |
| Foreside Fund Services, Llc | Berkley | CA | 10/2022 | 05/2023 |
| Blackrock | San Francisco | CA | 06/2023 | Present |
| Blackrock Investments, Llc | San Francisco | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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