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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| CA | RA | APPROVED | 2024-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umpqua Bank | San Francisco | CA | 07/2016 | 02/2020 |
| Unemployed | San Francisco | CA | 03/2020 | 11/2021 |
| Equitable Advisors Llc | New York | NY | 11/2021 | 01/2022 |
| Charles Schwab & Co., Inc | Menlo Park | CA | 01/2022 | 06/2023 |
| Charles Schwab Bank Ssb | Menlo Park | CA | 01/2022 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 01/2024 | Present |
| Unemployed | San Francisco | CA | 06/2023 | 01/2024 |
| Bank Of America N.A. | San Francisco | CA | 02/2024 | Present |
I*: 1686321Entity Type: For ProfitName of OBA: Celtic Scaffolding, Inc.Address: Bronx, NYInvestment Related: NoPosition, Title, Association: Spose of employeeEmployee Start Date: N/ANumber of Hours: 0Number of Hours during trading: 0Duties: My wife, is an employee of the company. She has a minor investment in the company as well. She and the owner of the company have a joint TD Ameritrade investment account. I do not have direct engagement in the company's business activities or have access to the investment account of the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-12 |
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