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Daniel Epps

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-08-17
  • NJ RA
    APPROVED
    Since 2020-08-17

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Summit NJ 11/2019 Present
Wells Fargo Bank Summit NJ 11/2019 Present
Wells Fargo Bank, Na Summit NJ 01/2012 11/2019
  • 11/2019 → Present
    Wells Fargo Clearing Services
    Summit, NJ
  • 11/2019 → Present
    Wells Fargo Bank
    Summit, NJ
  • 01/2012 → 11/2019
    Wells Fargo Bank, Na
    Summit, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-15
S63 Uniform Securities Agent State Law Examination 2000-05-04
  • S66 Uniform Combined State Law Examination
    2020-08-15
  • S63 Uniform Securities Agent State Law Examination
    2000-05-04
Other Names
  • Dan Epps
  • Daniel Juan Epps
  • Daniel Juan Epps Patterne

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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