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Thomas Tobias

Money Compass Advisors

Sonoma, CA

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Current Employers
Money Compass Advisors

Sonoma, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

Sonoma, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preferred Services Burlingame CA 06/2015 09/2017
World Financial Group, Inc. Burlingame CA 10/2015 08/2020
Transamerica Financial Advisors, Inc. Burlingame CA 01/2016 08/2020
Apogee Services Inc Hillsborough CA 09/2017 08/2020
Money Compass Advisors Llc Sonoma CA 08/2020 Present
  • 06/2015 → 09/2017
    Preferred Services
    Burlingame, CA
  • 10/2015 → 08/2020
    World Financial Group, Inc.
    Burlingame, CA
  • 01/2016 → 08/2020
    Transamerica Financial Advisors, Inc.
    Burlingame, CA
  • 09/2017 → 08/2020
    Apogee Services Inc
    Hillsborough, CA
  • 08/2020 → Present
    Money Compass Advisors Llc
    Sonoma, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-07
  • S65 Uniform Investment Adviser Law Examination
    2008-05-07
Other Names
  • Tom Tobias

View on SEC IAPD

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