Stephen James Sparolini

Current Employers

Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-04-22

CA RA
APPROVED

Since 2022-04-22

Branch Locations

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

1990 North California Blvd Suite 612, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Woodside	CA	03/2004	04/2022
Perigon Wealth Management, Llc	Walnut Creek	CA	04/2022	Present

03/2004 → 04/2022

Fisher Investments

Woodside, CA
04/2022 → Present

Perigon Wealth Management, Llc

Walnut Creek, CA

Previous Registrations

2008-07-22 → 2022-04-22

Fisher Investments

San Mateo, CA

Plano, TX

Other Businesses

NAME: SPAROLINI INVESTMENTS. NOT INVESTMENT RELATED. ADDRESS: CARMEL, CA. NATURE: PARTNERSHIP WHICH OWNS COMMERCIAL PROPERTIES. POSITION: PASSIVE OWNER. START: 6/2009. HOURS: 0. DUTIES: NONE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-07-21

S65 Uniform Investment Adviser Law Examination

2008-07-21

View on SEC IAPD

Current Employers

Perigon Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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