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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-07
  • GA RA
    APPROVED
    Since 2019-10-07

Branch Locations

12640 Crabapple Rd., Ste. 300, Milton, GA 30004 • United States

12640 Crabapple Rd. Ste. 300, Milton, GA 30004 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 09/2007 12/2017
Nettworth Advisor Group Alpharetta GA 12/2017 Present
Fsc Securities Corporation Alpharetta GA 12/2017 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 09/2007 → 12/2017
    Fsc Securities Corporation
    Atlanta, GA
  • 12/2017 → Present
    Nettworth Advisor Group
    Alpharetta, GA
  • 12/2017 → 10/2019
    Fsc Securities Corporation
    Alpharetta, GA
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. Nettuno & Associates LLC Nettuno Group, Nettuno & Associates LLC Nettuno Group, 12640 Crabapple Rd., Ste. 300, Milton, GA 30004, Compliance Manager, 12/11/17, 40/week - 40/trading. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 2000-07-19
  • S66 Uniform Combined State Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    2000-07-19

View on SEC IAPD

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