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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-25
  • CA RA
    APPROVED
    Since 2025-11-25

Branch Locations

601 South Figueroa Street #2000, Los Angeles, CA 90017 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-25
  • CA RA
    APPROVED
    Since 2025-11-25

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

601 South Figueroa Street #2000, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cerity Partners Llc New York NY 08/2013 Present
Previous Registrations
  • 2014-03-31 → 2024-11-20
    Malibu, CA
    New York, NY
  • 2014-04-01 → 2017-02-23
    Pension Architects Advisory Group Llc
    Malibu, CA
    New York, NY
  • 2010-10-11 → 2013-12-31
    Pension Architects Advisory Group, Llc
    Pasadena, CA
    Malibu, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-03
S63 Uniform Securities Agent State Law Examination 2008-09-12
  • S65 Uniform Investment Adviser Law Examination
    2010-06-03
  • S63 Uniform Securities Agent State Law Examination
    2008-09-12

View on SEC IAPD

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