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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-26
NY RA APPROVED 2026-05-26
TX RA APPROVED_RES 2026-05-25
  • FL RA
    APPROVED
    Since 2026-05-26
  • NY RA
    APPROVED
    Since 2026-05-26
  • TX RA
    APPROVED_RES
    Since 2026-05-25

Branch Locations

1580 Sawgrass Corporate Parkway Suite 130, Sunrise, FL 33323 • United States

Hollywood, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Rockville Centre NY 08/2016 05/2017
The Pinnacle Financial Group Rockville Centre NY 08/2016 05/2017
Unemployed Long Beach NY 05/2017 07/2017
Citigroup Howard Beach NY 07/2017 03/2023
Vanderbilt Securities, Llc Woodbury NY 05/2023 09/2024
Vanderbilt Advisory Services Woodbury NY 05/2023 09/2024
Park Avenue Securities Austin TX 09/2024 03/2026
Guardian Life Insurance Company Austin TX 08/2024 03/2026
Guardian Life Insurance Company Round Rock TX 09/2024 03/2026
Park Avenue Securities Round Rock TX 09/2024 03/2026
Guardian Life Insurance Company Hollywood FL 03/2026 Present
Park Avenue Securities Hollywood FL 03/2026 Present
Guardian Life Insurance Company Sunrise FL 03/2026 Present
Park Avenue Securities Sunrise FL 03/2026 Present
  • 08/2016 → 05/2017
    Lpl Financial, Llc
    Rockville Centre, NY
  • 08/2016 → 05/2017
    The Pinnacle Financial Group
    Rockville Centre, NY
  • 05/2017 → 07/2017
    Unemployed
    Long Beach, NY
  • 07/2017 → 03/2023
    Citigroup
    Howard Beach, NY
  • 05/2023 → 09/2024
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 05/2023 → 09/2024
    Woodbury, NY
  • 09/2024 → 03/2026
    Park Avenue Securities
    Austin, TX
  • 08/2024 → 03/2026
    Guardian Life Insurance Company
    Austin, TX
  • 09/2024 → 03/2026
    Guardian Life Insurance Company
    Round Rock, TX
  • 09/2024 → 03/2026
    Park Avenue Securities
    Round Rock, TX
  • 03/2026 → Present
    Guardian Life Insurance Company
    Hollywood, FL
  • 03/2026 → Present
    Park Avenue Securities
    Hollywood, FL
  • 03/2026 → Present
    Guardian Life Insurance Company
    Sunrise, FL
  • 03/2026 → Present
    Park Avenue Securities
    Sunrise, FL
Previous Registrations
  • 2024-09-16 → 2026-05-15
    Hollywood, FL
    Sunrise, FL
    Austin, TX
    Round Rock, TX
  • 2023-05-05 → 2024-09-13
    Woodbury, NY
    Long Beach, NY
    Saint Petersburg, FL
    Round Rock, TX
  • 2017-08-25 → 2023-03-13
    Howard Beach, NY
    Greenwich, CT
    Bay Shore, NY
    Rockaway Park, NY
    Astoria, NY
    Woodside, NY
    Ridgewood, NY
  • 2015-01-28 → 2016-08-02
    Capital One Advisors, Llc
    Seattle, WA
  • 2014-10-17 → 2015-01-28
    Capital One Financial Advisors Llc
    Rego Park, NY
    Melville, NY
  • 2013-08-27 → 2014-09-05
    Riverdale, NJ
  • 2011-03-14 → 2013-08-20
    Pompton Lakes, NJ
  • 2010-04-01 → 2011-03-21
    Pearl River, NY
  • 2008-06-06 → 2009-08-07
    Wells Fargo Investments, Llc
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-05
  • S66 Uniform Combined State Law Examination
    2008-06-05
Other Names
  • Daniel Joseph Nelson

View on SEC IAPD

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