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Lauren Nicole Collins

Ubs Financial Services Inc.

Boston, MA

Boston, MA

Rockland, MA

Scituate, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-08
  • TX RA
    APPROVED
    Since 2017-08-08

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

One Post Office Square 33Rd Floor, Boston, MA 02109-2106 • United States

1099 Hingham Street, Rockland, MA 02370 • United States

Scituate, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boston MA 05/2011 08/2017
Ubs Financial Services Inc Boston MA 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-28
  • S66 Uniform Combined State Law Examination
    2009-04-28
Other Names
  • Lauren Nicole Clifford
  • Lauren N Clifford
  • Lauren Nicole Collins
  • Lauren N Collins

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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