Garrick Preston Ralston

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
TN	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-05-05
TN RA
APPROVED

Since 2009-06-01

Branch Locations

Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Knoxville	TN	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	06/2016	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Knoxville, TN
06/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-11-20 → 2009-06-01

Citigroup Global Markets Inc.

Knoxville, TN

Other Businesses

*695951- N/A; Investment related: Yes; Knoxville, Tennessee; Rental Property; Other Landlord, property mgmt (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 2; Other I am renting my house to friends family

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-18

S66 Uniform Combined State Law Examination

2008-11-18

Other Names

Barrick Preston Ralston
Preston Ralston

View on SEC IAPD