Sarah Trek

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-07-15
RI	RA	APPROVED	2017-03-20

TX RA
APPROVED_RES

Since 2018-07-15
RI RA
APPROVED

Since 2017-03-20

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America	Lincoln	RI	03/2006	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	10/2009	Present

03/2006 → Present

Bank Of America

Lincoln, RI
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI

Other Businesses

I*2549268, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Instacart, Address: San Francisco, California, 94105, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 06/13/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Food shopping and delivery

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-16
S63	Uniform Securities Agent State Law Examination	2009-02-24

S66 Uniform Combined State Law Examination

2017-03-16
S63 Uniform Securities Agent State Law Examination

2009-02-24

Other Names

Sarah Gilkenson

View on SEC IAPD