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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-07-28
CA RA APPROVED 2026-05-14
  • GA RA
    APPROVED
    Since 2026-07-28
  • CA RA
    APPROVED
    Since 2026-05-14

Branch Locations

445 N. Bedford Dr., Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Pasadena CA 04/2016 03/2017
Mml Investors Services, Llc Pasadena CA 03/2017 02/2024
Massmutual Life Insurance Co Pasadena CA 07/2016 02/2024
Sovran Advisors Llc - Crd 329415 Pasadena CA 02/2024 04/2024
Cetera Advisor Networks Llc El Segundo CA 02/2024 04/2024
Massmutual Life Insurance Co Newport Beach CA 04/2024 05/2026
Mml Investors Services, Llc Newport Beach CA 05/2024 05/2026
Hsbc Bank Usa, N.A. Los Angeles CA 04/2026 Present
Hsbc Securities (Usa) Inc Los Angeles CA 05/2026 Present
  • 04/2016 → 03/2017
    Metlife Securities
    Pasadena, CA
  • 03/2017 → 02/2024
    Pasadena, CA
  • 07/2016 → 02/2024
    Massmutual Life Insurance Co
    Pasadena, CA
  • 02/2024 → 04/2024
    Sovran Advisors Llc - Crd 329415
    Pasadena, CA
  • 02/2024 → 04/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2024 → 05/2026
    Massmutual Life Insurance Co
    Newport Beach, CA
  • 05/2024 → 05/2026
    Newport Beach, CA
  • 04/2026 → Present
    Hsbc Bank Usa, N.A.
    Los Angeles, CA
  • 05/2026 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 2008-05-15
  • S66 Uniform Combined State Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    2008-05-15
Other Names
  • Lihong Pu
  • Erica Lihong Pu
  • Erica Pu

View on SEC IAPD

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