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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-21
MN RA APPROVED 2017-10-25
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • MN RA
    APPROVED
    Since 2017-10-25

Branch Locations

400 1St Street S Ste 300, St. Cloud, MN 56301 • United States

3084 12Th Avenue, Sartell, MN 56377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pma Financial Network, Inc. Albertville MN 02/2008 04/2017
Cetera Investment Services Llc St. Cloud MN 04/2017 Present
Cetera Advisors Llc Denver CO 05/2017 Present
Cetera Wealth Services, Llc El Segundo CA 06/2017 Present
Cetera Investment Advisers Llc St. Cloud MN 03/2024 Present
  • 02/2008 → 04/2017
    Pma Financial Network, Inc.
    Albertville, MN
  • 04/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 05/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2024 → Present
    St. Cloud, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2008-08-04
  • S65 Uniform Investment Adviser Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2008-08-04
Other Names
  • Brandan D May
  • Brandan Dean May

View on SEC IAPD

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