Tracy J Richter

Current Employers

Employment History

• 09/2016 → 06/2017
  U.S. Bank
  Nashville, TN
• 11/2016 → 06/2017
  U.S. Bancorp Investments, Inc.
  Nashville, TN
• 10/2014 → 09/2016
  Associated Bank
  Rockford, IL
• 06/2017 → 08/2017
  Unemployed
  Maryville, TN
• 08/2017 → 01/2019
  Bb&T Bank
  Knoxville, TN
• 08/2017 → Present
  Bb&T Investments
  Charlotte, NC
• 01/2018 → Present
  Bb&T Securities, Llc
  Richmond, VA
• 01/2019 → Present
  Bb&T
  Knoxville, TN
• 02/2021 → Present
  Truist Investment Services, Inc.
  Knoxville, TN
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Atlanta, GA

Previous Registrations

• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Knoxville, TN
  Knoxville, TN
  Richmond, VA
• 2017-09-28 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Knoxville, TN

Other Businesses

WINGS FOR WIDOWS POSITION: Financial Coach NATURE: Wings for Widows provides pro bono financial coaching (i.e., condensed "crisis" financial planning) to new widows/ers to help them manage the short-term financial hardship of early widowhood. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2023 ADDRESS: Minneapolis MN, United States DESCRIPTION: Addressing their "Hot Topics," their most immediate concerns. Understanding their spouse's estate Protecting themselves from fraud. We pull and review their credit reports and that of their spouse if still available to protect their credit and we advise them how to protect against identity theft and other fraud. Helping them locate and safeguard their important documents Helping them manage their bills, debts and liabilities Claiming benefits Understanding their budget, cash flow and net worth Understanding their banking and investments Helping them understand their assets, asset ownership Ensuring they understand their tax reporting responsibilities Reviewing all insurance coverages Understanding estate planning, beneficiaries, POAs and Advanced Directives WINGS FOR WIDOWS POSITION: Board Member NATURE: Wings for Widows provides pro bono financial coaching (i.e., condensed "crisis" financial planning) to new widows/ers to help them manage the short-term financial hardship of early widowhood. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2025 ADDRESS: Minneapolis MN, United States DESCRIPTION: General board member providing guidance to director of non-profit entity from the vantage point of a volunteer coach. TRANONT POSITION: Affiliate NATURE: Wellness supplement company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2025 ADDRESS: Lehi UT, United States DESCRIPTION: Utilize shopping link to receive discount on personal use products.

Exams

• S66 Uniform Combined State Law Examination
  2017-09-25
• S63 Uniform Securities Agent State Law Examination
  2017-04-25

Designations

Other Names

• Tracy J Melvin