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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-22 |
| CA | RA | APPROVED | 2019-02-21 |
Branch Locations
1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States
Walnut Creek, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Vallejo | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Vallejo | CA | 11/2016 | 02/2019 |
| Rbc Capital Markets, Llc | Walnut Creek | CA | 02/2019 | Present |
| City National Bank | Walnut Creek | CA | 04/2019 | Present |
NAME OF ENTITY: 325 Woodridge Way LLC ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Vacation Property CAPACITY: Officer, Purchaser of 1/8th of a vacation home START DATE: 1/25/22 DUTIES: Owner of vacation property HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-06 |
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