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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-22
FL RA APPROVED 2023-09-15
TX RA APPROVED 2020-09-11
  • LA RA
    APPROVED
    Since 2025-08-22
  • FL RA
    APPROVED
    Since 2023-09-15
  • TX RA
    APPROVED
    Since 2020-09-11

Branch Locations

San Angelo, TX • United States

777 Main St. Ste 1525, Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 08/2015 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 09/2020
Hilltop Securities Inc. Dallas TX 09/2020 Present
Previous Registrations
Other Businesses

1] Predator Control and Hunting Services, Non-Investment Related, San Angelo, Texas, Predator Control and Hunting Services, Co-Owner/Hunter, 2/19/2025, 0 hrs/mo non-business, varies hrs/mo trading hours, Seasonal, Predator Control for farm/Ranch livestock management, hunting contests, and paid individual hunting assignments to eliminate, legal and naturally occurring nuisance animals, to the farm and ranch community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-15
S63 Uniform Securities Agent State Law Examination 2000-06-09
  • S66 Uniform Combined State Law Examination
    2016-02-15
  • S63 Uniform Securities Agent State Law Examination
    2000-06-09

View on SEC IAPD

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