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Matthew Hanby Guba

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-01-30
  • IA RA
    APPROVED
    Since 2020-01-30

Branch Locations

Fairfield, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Boston MA 09/2013 09/2018
Cantella & Co., Inc. Boston MA 09/2018 Present
Cambridge Investment Research Fairfield IA 01/2020 Present
Cambridge Investment Research Fairfield IA 01/2020 Present
  • 09/2013 → 09/2018
    Sii
    Boston, MA
  • 09/2018 → Present
    Cantella & Co., Inc.
    Boston, MA
  • 01/2020 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 01/2020 → Present
    Cambridge Investment Research
    Fairfield, IA
Previous Registrations
  • 2019-01-29 → 2020-02-10
    Cantella & Co., Inc.
    Malden, MA
  • 2013-10-04 → 2018-09-19
    Signator Investors, Inc.
    Boston, MA
    Boston, MA
  • 2011-02-15 → 2012-06-04
    National Planning Corporation
    Woburn, MA
Other Businesses

CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-22
S63 Uniform Securities Agent State Law Examination 2008-04-14
  • S66 Uniform Combined State Law Examination
    2010-08-22
  • S63 Uniform Securities Agent State Law Examination
    2008-04-14
Designations

View on SEC IAPD

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