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Andrew William Rifkin

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-16
PA RA APPROVED 2010-02-16
  • TX RA
    APPROVED_RES
    Since 2015-03-16
  • PA RA
    APPROVED
    Since 2010-02-16

Branch Locations

3550 Market St, Philadelphia, PA 19104 • United States

1634 Walnut St, Philadelphia, PA 19103 • United States

340 S 2Nd St Ste 350, Philadelphia, PA 19106 • United States

2005 Market St Ste 150, Philadelphia, PA 19103 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 02/2010 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-01-07
    Morgan Stanley
    Philadelphia, PA
  • 2008-06-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-17
  • S66 Uniform Combined State Law Examination
    2008-06-17
Other Names
  • Andrew Rifkin

View on SEC IAPD

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