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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-10-30
NC RA APPROVED 2024-10-30
PA RA APPROVED 2024-10-02
  • DE RA
    APPROVED
    Since 2025-10-30
  • NC RA
    APPROVED
    Since 2024-10-30
  • PA RA
    APPROVED
    Since 2024-10-02

Branch Locations

Millsboro, DE • United States

920 Cassatt Road, Suite 202, Berwyn, PA 19312 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc Horsham PA 09/2013 10/2024
Penn Mutual Life Insurance Company Horsham PA 08/2013 Present
Lpl Financial Llc Berwyn PA 10/2024 Present
  • 09/2013 → 10/2024
    Hornor, Townsend & Kent, Inc
    Horsham, PA
  • 08/2013 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 10/2024 → Present
    Lpl Financial Llc
    Berwyn, PA
Previous Registrations
Other Businesses

1. 09/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 8 Hours During Trading 2. 09/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 8 Hours During Trading 3. 09/2024 - Catalyst Senior Insurance Solutions LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/05/2020 - 15 Hours per Month/ 1 Hour During Trading 4. 10/08/2024 - GREAT VALLEY ADVISOR GROUP, INC. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-10
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S65 Uniform Investment Adviser Law Examination
    2016-02-10
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29
Other Names
  • Rosemarie Theresa Burke

View on SEC IAPD

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