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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-10-30 |
| NC | RA | APPROVED | 2024-10-30 |
| PA | RA | APPROVED | 2024-10-02 |
Branch Locations
920 Cassatt Road, Suite 202, Berwyn, PA 19312 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor, Townsend & Kent, Inc | Horsham | PA | 09/2013 | 10/2024 |
| Penn Mutual Life Insurance Company | Horsham | PA | 08/2013 | Present |
| Lpl Financial Llc | Berwyn | PA | 10/2024 | Present |
1. 09/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 8 Hours During Trading 2. 09/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours per Month/ 8 Hours During Trading 3. 09/2024 - Catalyst Senior Insurance Solutions LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/05/2020 - 15 Hours per Month/ 1 Hour During Trading 4. 10/08/2024 - GREAT VALLEY ADVISOR GROUP, INC. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-29 |
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