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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-04 |
| CA | RA | APPROVED | 2017-11-29 |
Branch Locations
190 S Orchard Ave Ste C105, Vacaville, CA 95688 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corp | Vacaville | CA | 05/2002 | 11/2017 |
| Lpl Financial Llc | Vacaville | CA | 11/2017 | Present |
1. 11/29/2017 - TYLER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/1/2009 - 10 Hours Per Month. 2. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 11/2/04 - 5 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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