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Damon John Tyler

LPl Financial LLC

Vacaville, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-04
CA RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2019-12-04
  • CA RA
    APPROVED
    Since 2017-11-29

Branch Locations

190 S Orchard Ave Ste C105, Vacaville, CA 95688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corp Vacaville CA 05/2002 11/2017
Lpl Financial Llc Vacaville CA 11/2017 Present
  • 05/2002 → 11/2017
    National Planning Corp
    Vacaville, CA
  • 11/2017 → Present
    Vacaville, CA
Previous Registrations
  • 2017-06-08 → 2017-11-29
    National Planning Corporation
    Vacaville, CA
    Vacaville, CA
    Vacaville, CA
Other Businesses

1. 11/29/2017 - TYLER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/1/2009 - 10 Hours Per Month. 2. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 11/2/04 - 5 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-30
S63 Uniform Securities Agent State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2017-05-30
  • S63 Uniform Securities Agent State Law Examination
    2000-05-08

View on SEC IAPD

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