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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-20 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Independence, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Wayzata | MN | 03/2008 | Present |
(1) NAME OF ENTITY: Mound Cemetery Association Board of Trustees ADDRESS : 3615 69th Ave N Brooklyn Center MN 55429 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: NFP 501(c)13 Cemetery CAPACITY: Other: Serving on NFP 501(c)13 Cemetery as a Trustee START DATE: 06/29/2023 DUTIES: Serving on NFP 501(c)13 Cemetery as a Trustee HOURS DEVOTED PER MONTH: 0.0096 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH:0.0096 (2) NAME OF ENTITY: Orono Softball Association ADDRESS: P.O. Box 97 Long Lake, MN 55356 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Local Youth Athletics START DATE: 10.01.23 CAPACITY: Board of Directors DUTIES: The Board is responsible for overall policy and direction of the Association HOURS DEVOTED PER MONTH: .25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Mound Cemetery Heritage Foundation ADDRESS: 3515 69th Ave N, Brooklyn Center, MN 55429 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 10.31.24 CAPACITY: Board of Directors DUTIES: I will serve on the board of directors as a policy role working on behalf of a 501(c)(3) organization HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-06 |
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