James Patrick Gnefkow

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-01-12
LA	RA	APPROVED	2024-01-10
MA	RA	APPROVED	2024-01-09
NV	RA	APPROVED	2024-01-09
ND	RA	APPROVED	2024-01-09
WV	RA	APPROVED	2024-01-08
MT	RA	APPROVED	2024-01-04
NM	RA	APPROVED	2024-01-04
AK	RA	APPROVED	2024-01-03
AR	RA	APPROVED	2024-01-03
CA	RA	APPROVED	2024-01-03
CO	RA	APPROVED	2024-01-03
CT	RA	APPROVED	2024-01-03
DE	RA	APPROVED	2024-01-03
HI	RA	APPROVED	2024-01-03
ID	RA	APPROVED	2024-01-03
IN	RA	APPROVED	2024-01-03
IA	RA	APPROVED	2024-01-03
KS	RA	APPROVED	2024-01-03
KY	RA	APPROVED	2024-01-03
ME	RA	APPROVED	2024-01-03
MD	RA	APPROVED	2024-01-03
MI	RA	APPROVED	2024-01-03
MN	RA	APPROVED	2024-01-03
MS	RA	APPROVED	2024-01-03
MO	RA	APPROVED	2024-01-03
NE	RA	APPROVED	2024-01-03
NH	RA	APPROVED	2024-01-03
NJ	RA	APPROVED	2024-01-03
NY	RA	APPROVED	2024-01-03
NC	RA	APPROVED	2024-01-03
OH	RA	APPROVED	2024-01-03
OK	RA	APPROVED	2024-01-03
OR	RA	APPROVED	2024-01-03
PA	RA	APPROVED	2024-01-03
RI	RA	APPROVED	2024-01-03
SC	RA	APPROVED	2024-01-03
SD	RA	APPROVED	2024-01-03
TX	RA	APPROVED	2024-01-03
VT	RA	APPROVED	2024-01-03
VA	RA	APPROVED	2024-01-03
WA	RA	APPROVED	2024-01-03
WI	RA	APPROVED	2024-01-03
WY	RA	APPROVED	2024-01-03
UT	RA	APPROVED	2023-04-10
AL	RA	APPROVED	2022-08-15
IL	RA	APPROVED	2020-12-01
GA	RA	APPROVED	2018-11-30

DC RA
APPROVED

Since 2024-01-12
LA RA
APPROVED

Since 2024-01-10
MA RA
APPROVED

Since 2024-01-09
NV RA
APPROVED

Since 2024-01-09
ND RA
APPROVED

Since 2024-01-09
WV RA
APPROVED

Since 2024-01-08
MT RA
APPROVED

Since 2024-01-04
NM RA
APPROVED

Since 2024-01-04
AK RA
APPROVED

Since 2024-01-03
AR RA
APPROVED

Since 2024-01-03
CA RA
APPROVED

Since 2024-01-03
CO RA
APPROVED

Since 2024-01-03
CT RA
APPROVED

Since 2024-01-03
DE RA
APPROVED

Since 2024-01-03
HI RA
APPROVED

Since 2024-01-03
ID RA
APPROVED

Since 2024-01-03
IN RA
APPROVED

Since 2024-01-03
IA RA
APPROVED

Since 2024-01-03
KS RA
APPROVED

Since 2024-01-03
KY RA
APPROVED

Since 2024-01-03
ME RA
APPROVED

Since 2024-01-03
MD RA
APPROVED

Since 2024-01-03
MI RA
APPROVED

Since 2024-01-03
MN RA
APPROVED

Since 2024-01-03
MS RA
APPROVED

Since 2024-01-03
MO RA
APPROVED

Since 2024-01-03
NE RA
APPROVED

Since 2024-01-03
NH RA
APPROVED

Since 2024-01-03
NJ RA
APPROVED

Since 2024-01-03
NY RA
APPROVED

Since 2024-01-03
NC RA
APPROVED

Since 2024-01-03
OH RA
APPROVED

Since 2024-01-03
OK RA
APPROVED

Since 2024-01-03
OR RA
APPROVED

Since 2024-01-03
PA RA
APPROVED

Since 2024-01-03
RI RA
APPROVED

Since 2024-01-03
SC RA
APPROVED

Since 2024-01-03
SD RA
APPROVED

Since 2024-01-03
TX RA
APPROVED

Since 2024-01-03
VT RA
APPROVED

Since 2024-01-03
VA RA
APPROVED

Since 2024-01-03
WA RA
APPROVED

Since 2024-01-03
WI RA
APPROVED

Since 2024-01-03
WY RA
APPROVED

Since 2024-01-03
UT RA
APPROVED

Since 2023-04-10
AL RA
APPROVED

Since 2022-08-15
IL RA
APPROVED

Since 2020-12-01
GA RA
APPROVED

Since 2018-11-30

Branch Locations

5600 Glenridge Dr. Suite 600 East, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jackson National Life Distributors	Denver	CO	05/2009	02/2017
Unemployment	Charlotte	NC	02/2017	07/2017
Guardian Life Insurance Co Of America	Atlanta	GA	08/2017	Present
Park Avenue Securities, Llc	Altanta	GA	01/2018	Present

05/2009 → 02/2017

Jackson National Life Distributors

Denver, CO
02/2017 → 07/2017

Unemployment

Charlotte, NC
08/2017 → Present

Guardian Life Insurance Co Of America

Atlanta, GA
01/2018 → Present

Park Avenue Securities, Llc

Altanta, GA

Previous Registrations

2013-09-03 → 2016-03-29

Curian Capital, Llc

Denver, CO

Denver, CO

Other Businesses

1. Southeast Firm, LLC, Start Date: 3/15/2024, Address: 5600 Glenridge Drive, Suite 600 East, Atlanta, GA 30342, 120 total business hours; 120 during securities trading hours, Investment Related, Greater than 10% annual compensation, 2. Peachtree Planning of Georgia, LLC, Start Date: 3/15/2024, Address: 5600 Glenridge Drive, Suite 600 East, Atlanta, GA 30342, 60 total business hours; 60 during securities trading hours, Investment Related, Greater than 10% annual compensation, 3. Gnefkow Family Holdings, Inc., Start Date: 4/1/2025, Address: 4444 Derwent Drive NE, Roswell, GA 30075, 0 total business hours per month, Not Investment Related, No annual compensation, 4. Peachtree Planning Management Group, Start Date: 7/1/2025, Address: 5600 Glenridge Drive, Suite 600 East, Atlanta, GA 30342, 0 total hours per month, Not Investment Related, >10% annual compensation, 5. Peachtree Planning of Tennessee, LLC, Start Date: 3/15/2024, Address: 101 Westpark Drive, Suite 310, Brentwood, TN 37027, 30 total hours per month; 30 during securities trading hours, Investment Related, >10% annual compensation, 6. Peachtree Planning of Alabama, LLC, Start Date: 3/15/2024, Address: 3500 Blue Lake Drive, Suite 220, Birmingham, AL 35243, 30 total hours per month; 30 during securities trading hours, Investment Related, >10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-23
S65	Uniform Investment Adviser Law Examination	2013-08-30
S63	Uniform Securities Agent State Law Examination	2008-05-28

S66 Uniform Combined State Law Examination

2022-08-23
S65 Uniform Investment Adviser Law Examination

2013-08-30
S63 Uniform Securities Agent State Law Examination

2008-05-28

View on SEC IAPD

Current Employers

Park Avenue Securities Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews