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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 03/2008 | 09/2022 |
| Securities America Advisors, Inc. | Lavista | NE | 07/2009 | 09/2022 |
| Ladenburg Thalmann Financial Services, Inc. | La Vista | NE | 02/2015 | 02/2020 |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2022 | Present |
| Advisor Group, Inc. | Omaha | NE | 02/2020 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-30 |
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