Carolina Mcgoey

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
CT	RA	APPROVED	2017-02-14

TX RA
APPROVED_RES

Since 2020-04-08
CT RA
APPROVED

Since 2017-02-14

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Stamford	CT	11/2015	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2019	Present

11/2015 → Present

Morgan Stanley

Stamford, CT
07/2019 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2002-10-09 → 2007-07-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Stamford, CT

Other Businesses

* 468030 - The Real Real, Inc; Investment related No; San Francisco, California; Retail/Online Stores; seller (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 1; description of duties *585932 - Bayview 360 LLC; Investment Related: Yes; Sheridan, Wyoming; Rental Property, Recreation; Partner, Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2024; During Business Hours: 0; After Business Hours: 5; Administrative, Accounting/Bookkeeping, Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-14

S66 Uniform Combined State Law Examination

2017-02-14

Other Names

Maria C Perez
Maria Carolina Perez
Maria Carolina Mcgoey
Carolina Carolina Mcgoey

View on SEC IAPD