Jonathan Baldwin Sears

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
IL	RA	APPROVED	2022-10-27

TX RA
APPROVED

Since 2025-01-02
IL RA
APPROVED

Since 2022-10-27

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities, Llc.	Saint Charles	IL	04/2015	04/2018
Charles Schwab & Co., Inc.	Chicago	IL	04/2018	Present
Charles Schwab Bank	Oak Brook	IL	04/2018	10/2022
Schwab Wealth Advisory, Inc.	Chicago	IL	10/2022	Present

04/2015 → 04/2018

J.P. Morgan Securities, Llc.

Saint Charles, IL
04/2018 → Present

Charles Schwab & Co., Inc.

Chicago, IL
04/2018 → 10/2022

Charles Schwab Bank

Oak Brook, IL
10/2022 → Present

Schwab Wealth Advisory, Inc.

Chicago, IL

Previous Registrations

2015-04-17 → 2018-04-23

J.P. Morgan Securities Llc

St. Charles, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-02
S63	Uniform Securities Agent State Law Examination	2008-06-07

S66 Uniform Combined State Law Examination

2015-03-02
S63 Uniform Securities Agent State Law Examination

2008-06-07

Designations

Other Names

Jonathan B. Sears
Jonathan Sears

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews