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Brian John Rippel

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-06-04
  • IL RA
    APPROVED
    Since 2018-06-04

Branch Locations

333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Big Onion Tavern Chicago IL 01/2014 Present
Northern Trust Securities Inc. Chicago IL 06/2015 Present
Other Businesses

The Globe Pub. 1934 W Irving Park, Chicago IL. Started 06/06/2018. Bartender. Non-investment related. 64 hours a month. None during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-04
S63 Uniform Securities Agent State Law Examination 2013-12-05
  • S66 Uniform Combined State Law Examination
    2018-06-04
  • S63 Uniform Securities Agent State Law Examination
    2013-12-05

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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