Best Investors Account Sign in

Erika Balla

Ubs Financial Services Inc.

Los Angeles, CA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
CA RA APPROVED 2023-03-27
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • CA RA
    APPROVED
    Since 2023-03-27

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 10/2013 03/2022
Manhattan West Los Angeles CA 03/2022 02/2023
Ubs Financial Services Inc Los Angeles CA 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-21
  • S66 Uniform Combined State Law Examination
    2012-10-21
Other Names
  • Erika Fisher
  • Erika Murabe Fisher
  • Erika M Fisher

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor