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Stephen C Anyanonu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Albuquerque, NM

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-05-02
  • NM RA
    APPROVED
    Since 2022-05-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albuquerque NM 06/2011 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 08/2017 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-12
  • S66 Uniform Combined State Law Examination
    2008-05-12
Other Names
  • Stephen C. Anyanonu
  • Stephen Anyanonu

View on SEC IAPD

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