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Constantine Charles Mulligan

Cerity Partners LLC

Chicago, IL

New York, NY

Cerity Partners Retirement Plan Consultants

New York, NY

Chicago, IL

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-11
  • IL RA
    APPROVED
    Since 2026-08-11

Branch Locations

320 S. Canal Street 44Th Floor, Chicago, IL 60606 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-04-24
TX RA APPROVED 2019-04-24
  • IL RA
    APPROVED
    Since 2019-04-24
  • TX RA
    APPROVED
    Since 2019-04-24

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

320 S. Canal St. 44Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Prairie Group, Llc Chicago IL 05/2012 03/2019
Cerity Partners Retirement Plan Advisors Llc Chicago IL 04/2019 Present
  • 05/2012 → 03/2019
    Blue Prairie Group, Llc
    Chicago, IL
  • 04/2019 → Present
    Cerity Partners Retirement Plan Advisors Llc
    Chicago, IL
Previous Registrations
  • 2012-05-30 → 2019-12-31
    Blue Prairie Group,Llc
    Chicago, IL
  • 2010-03-11 → 2012-05-15
    Rh Financial Group, Llc
    Oak Brook, IL
  • 2008-08-14 → 2010-03-31
    Results One Financial, Llc
    Elmhurst, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-13
  • S65 Uniform Investment Adviser Law Examination
    2008-08-13
Designations
Other Names
  • Connie Charles Mulligan

View on SEC IAPD

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James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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