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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-03 |
| IL | RA | APPROVED | 2011-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Barrington | IL | 03/2008 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Barrington | IL | 11/2016 | Present |
RODAN AND FIELDS; NOT INV. RELATED; SAN FRANCISCO, CA; CONSULTANT; SKINCARE PRODUCTS; START 5/29/2015; 15 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-28 |
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