Alex Samuel Katz

Thornburg Investment Management Inc

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Current Employers

Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-10-22

NJ RA
APPROVED

Since 2025-10-22

Branch Locations

Westfield, NJ • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ifs Financial Services	Cincinnati	OH	11/2014	07/2018
Touchstone Securities Inc	Cincinnati	OH	11/2014	07/2018
Fef Distributors, Llc	New York	NY	07/2018	12/2022
First Eagle Investment Management, Llc	New York	NY	07/2018	12/2022
Columbia Pacific Advisors	Seattle	WA	04/2023	01/2025
Avestar Capital, Llc	New York	NY	01/2025	Present
Unemployed	Westfield	NJ	12/2022	04/2023

11/2014 → 07/2018

Ifs Financial Services

Cincinnati, OH
11/2014 → 07/2018

Touchstone Securities Inc

Cincinnati, OH
07/2018 → 12/2022

Fef Distributors, Llc

New York, NY
07/2018 → 12/2022

First Eagle Investment Management, Llc

New York, NY
04/2023 → 01/2025

Columbia Pacific Advisors

Seattle, WA
01/2025 → Present

Avestar Capital, Llc

New York, NY
12/2022 → 04/2023

Unemployed

Westfield, NJ

Previous Registrations

2014-11-26 → 2018-06-28

Touchstone Advisors Inc

Greenwich, CT

Cincinnati, OH

Hoboken, NJ

Hoboken, NJ

Hoboken, NJ
2008-06-10 → 2014-11-11

Lord, Abbett & Co. Llc

Jersey City, NJ

Jersey City, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-20

S66 Uniform Combined State Law Examination

2025-10-20

View on SEC IAPD

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