Corey Daniel Schaul

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-23
TX	RA	APPROVED	2023-03-22

FL RA
APPROVED

Since 2023-03-23
TX RA
APPROVED

Since 2023-03-22

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Sarasota	FL	01/2016	03/2023
Lpl Financial Llc	Sarasota	FL	03/2023	Present

01/2016 → 03/2023

Ameriprise Financial Services, Inc.

Sarasota, FL
03/2023 → Present

Lpl Financial Llc

Sarasota, FL

Previous Registrations

2016-02-04 → 2023-03-28

Ameriprise Financial Services, Llc

Sarasota, FL

Sarasota, FL

Sarasota, FL

Sarasota, FL
2011-10-10 → 2016-01-26

Morgan Stanley

Sarasota, FL
2009-01-30 → 2011-09-27

Nadler Financial Group, Inc.

Deerfield, IL

Other Businesses

1) 3/2023 - White Sands Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 250 Hours per month / 100 time spent percent / 8 Hours during trading / at reported location(s). 2) 3/2023 - Non-Variable Insurance / Investment Related / .5 Hours per month / 1 time spent percent / 0 Hours during trading / Sarasota, FL 34231 3) 3/2023 - Notary / Not Investment Related / .5 Hours per month / 1 time spent percent / 0 Hours during trading / Sarasota, FL 34231

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-11

S66 Uniform Combined State Law Examination

2008-11-11

View on SEC IAPD