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Edward Albert Carter

Ameriprise Financial Services, LLC

Tampa, FL

Tampa, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-14
FL RA APPROVED 2018-11-26
  • TX RA
    APPROVED_RES
    Since 2021-10-14
  • FL RA
    APPROVED
    Since 2018-11-26

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Orlando FL 03/2008 11/2018
Morgan Stanley Smith Barney Orlando FL 06/2009 11/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2018
Ameriprise Financial Services Inc Tampa FL 11/2018 03/2020
Ameriprise Financial Services, Llc Tampa FL 03/2020 Present
  • 03/2008 → 11/2018
    Citigroup Global Markets Inc
    Orlando, FL
  • 06/2009 → 11/2018
    Morgan Stanley Smith Barney
    Orlando, FL
  • 01/2015 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2018 → 03/2020
    Ameriprise Financial Services Inc
    Tampa, FL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-22
  • S66 Uniform Combined State Law Examination
    2008-05-22
Other Names
  • Edward Albert Carter
  • Eddie Albert Carter

View on SEC IAPD

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