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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-21 |
Branch Locations
101 Summit Ave Suite 904, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Worth | TX | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2016 | 11/2017 |
| Lpl Financial, Llc | Mansfield | TX | 11/2017 | Present |
| Western Wealth Management, Llc | Mansfield | TX | 11/2017 | Present |
1. 11/21/2017 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/17/2017 - 130 Hours Per Month/6 Hours During Securities Trading - Time Spent - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in November 2017. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 11/21/2018 - Oakcrest Financial Services - DBA: Oakcrest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 12/31/2019 - DFW College Savings - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/02/2019 - 10 Hours Per Month/3 Hours During Securities Trading. 4. 08/09/2022- Oakcrest Retirement and Life Planning-Investment Related- At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Financial Advisor -Start Date- 07/26/2022- 20 Hours Per Month/ 20 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-27 |
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