Thomas James Gruszka

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-05-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	09/2014	03/2018
Spc	Ann Arbor	MI	09/2014	03/2018
Lpl Financial Llc	Inverness	IL	03/2018	12/2024
Wealth Management Group, Llc	Inverness	IL	05/2022	Present
Private Client Services	Inverness	IL	12/2024	Present

2018-03-02 → 2022-12-21

Lpl Financial Llc

Inverness, IL
2014-09-26 → 2018-03-02

Spc

Palatine, IL

Ann Arbor, MI
2013-12-17 → 2014-10-03

Lpl Financial Llc

Palatine, IL

Oak Brook, IL

San Diego, CA

Oak Brook, IL
2009-10-05 → 2013-12-13

Bmo Harris Financial Advisors, Inc.

Rolling Meadows, IL
2007-11-06 → 2009-10-20

Charles Schwab & Co., Inc.

Winnetka, IL
2007-05-17 → 2007-10-11

Ifmg Securities, Inc.

Westmont, IL

Bensenville, IL

Chicago, IL

Rosemont, IL

Prospect Heights, IL
2004-06-16 → 2007-05-18

Lasalle Financial Services, Inc.

Mt. Prospect, IL

Chicago, IL

Mt. Prospect, IL

Arlington Heights, IL

Chicago, IL

Chicago, IL

Glencoe, IL
2004-05-26 → 2004-06-18

Banc One Securities Corporation

Mt Prospect, IL
2001-10-19 → 2004-05-25

Lasalle Financial Services, Inc.

Chicago, IL

1) VestGen Advisors, LLC. 1605 West Colonial Parkway, Inverness, IL 60067. RIA. 195 hrs/mo; 140 during trading hrs.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-24
S63	Uniform Securities Agent State Law Examination	2000-04-11

Other Firms