James Yoo

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-24

TX RA
APPROVED

Since 2025-02-24

Branch Locations

Frisco, TX • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Merrimack	NH	02/2008	04/2020
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	04/2020
Citigroup	New York	NY	04/2020	06/2021
Fidelity Investments	Merrimack	NH	06/2021	02/2025
Edward Jones	St. Louis	MO	02/2025	Present

02/2008 → 04/2020

Fidelity Investments

Merrimack, NH
07/2018 → 04/2020

Fidelity Personal And Workplace Advisors

Boston, MA
04/2020 → 06/2021

Citigroup

New York, NY
06/2021 → 02/2025

Fidelity Investments

Merrimack, NH
02/2025 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2021-08-03 → 2025-02-24

Fidelity Personal And Workplace Advisors

Merrimack, NH

Frisco, TX
2020-05-08 → 2021-06-08

Citigroup Global Markets Inc.

New York, NY
2018-07-13 → 2020-04-08

Fidelity Personal And Workplace Advisors

Boston, MA
2009-02-20 → 2018-07-13

Strategic Advisers Llc

Merrimack, NH

Jersey City, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-19
S63	Uniform Securities Agent State Law Examination	2008-05-15

S66 Uniform Combined State Law Examination

2009-02-19
S63 Uniform Securities Agent State Law Examination

2008-05-15

Designations

Other Names

James Yoo

View on SEC IAPD

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