Robert Samuel Berman

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-04
CA	RA	APPROVED	2017-03-25

TX RA
APPROVED

Since 2024-12-04
CA RA
APPROVED

Since 2017-03-25

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Boston	MA	02/2015	03/2017
Massmutual Life Insurance Co	Needham	MA	07/2016	Present
Mml Investors Services, Llc	Needham	MA	03/2017	Present

02/2015 → 03/2017

Metlife Securities

Boston, MA
07/2016 → Present

Massmutual Life Insurance Co

Needham, MA
03/2017 → Present

Mml Investors Services, Llc

Needham, MA

Previous Registrations

2015-03-02 → 2018-02-01

Mariner

Overland Park,, KS

Boston, MA
2015-02-13 → 2017-03-25

Msi Financial Services, Inc.

Boston, MA
2009-07-30 → 2015-02-12

Northwestern Mutual Investment Services, Llc

Boston, MA
2008-06-12 → 2009-02-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Other Businesses

Name: Robert S. Berman Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: Outside Insurance; Disability, Fixed Annuities, health, individual and group life Position: Financial Advisor / Insurance Agent Start date: 03/07/2022 No. HR/MO: 25 No. HR/MO during sec trading: 25

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-10

S66 Uniform Combined State Law Examination

2008-06-10

Other Names

Robert S Berman

View on SEC IAPD