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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| MT | RA | APPROVED | 2024-02-05 |
| ID | RA | APPROVED | 2024-02-02 |
| WY | RA | APPROVED | 2024-02-02 |
| VA | RA | APPROVED | 2015-03-12 |
| CA | RA | APPROVED | 2014-09-25 |
| HI | RA | APPROVED | 2014-02-21 |
| KS | RA | APPROVED | 2014-01-27 |
| MO | RA | APPROVED | 2014-01-16 |
| IL | RA | APPROVED | 2014-01-13 |
| MN | RA | APPROVED | 2014-01-13 |
| WA | RA | APPROVED | 2014-01-13 |
| AZ | RA | APPROVED | 2012-11-14 |
| UT | RA | APPROVED | 2012-11-02 |
| AL | RA | APPROVED | 2012-11-01 |
| AR | RA | APPROVED | 2012-11-01 |
| CO | RA | APPROVED | 2012-11-01 |
| NM | RA | APPROVED | 2012-11-01 |
Branch Locations
Scottsdale, AZ • United States
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Rochdale, Llc | New York | NY | 09/2012 | Present |
| Cnr Securities, Llc | New York | NY | 09/2012 | Present |
(1) Name of Entity: JW2 Capital, LLC; Non investment-related; Address: 3473 Beeler Street, Denver, CO 80238; Nature of OBA: JW2 Capital, LLC owns a residential property in Scottsdale, AZ that is a short-term rental (AirBnb, VRBO). The LLC is owned jointly by my and my wife's living trusts; Position/Title/Relationship: Partner; Start Date: 11/05/2021; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: I oversee the property with my wife, Julie- day to day operations and all bookings run through our property manager - SwayBnB, in Scottsdale, AZ.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-25 |
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