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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-30
CA RA APPROVED 2020-11-24
  • TX RA
    APPROVED_RES
    Since 2020-11-30
  • CA RA
    APPROVED
    Since 2020-11-24

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na West Hills CA 08/2014 03/2017
Wells Fargo Advisors Llc West Hills CA 08/2014 11/2016
Wells Fargo Clearing Services, Llc West Hills CA 11/2016 03/2017
Lpl Financial Llc Woodland Hills CA 06/2017 11/2020
California Bank & Trust (Affiliated W/ Zions Bank) Woodland Hills CA 03/2017 11/2020
Jpmorgan Chase Bank, N.A. Westlake Village CA 11/2020 Present
J.P. Morgan Securities Llc Westlake Village CA 11/2020 Present
  • 08/2014 → 03/2017
    Wells Fargo Bank Na
    West Hills, CA
  • 08/2014 → 11/2016
    Wells Fargo Advisors Llc
    West Hills, CA
  • 11/2016 → 03/2017
    West Hills, CA
  • 06/2017 → 11/2020
    Woodland Hills, CA
  • 03/2017 → 11/2020
    California Bank & Trust (Affiliated W/ Zions Bank)
    Woodland Hills, CA
  • 11/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
  • 11/2020 → Present
    Westlake Village, CA
Previous Registrations
  • 2017-06-09 → 2020-12-11
    Woodland Hills, CA
    San Diego, CA
    Woodland Hills, CA
  • 2014-08-21 → 2017-03-21
    West Hills, CA
    Westlake Village, CA
    Camarillo, CA
    San Luis Obispo, CA
    Encino, CA
  • 2013-03-14 → 2014-07-17
    Thousand Oaks, CA
    Port Hueneme, CA
  • 2012-07-25 → 2012-12-20
    Cetera Investment Services Llc
    Port Hueneme, CA
  • 2010-03-22 → 2011-02-03
    Chase Investment Services Corp.
    Thousand Oaks, CA
    Camarillo, CA
    Camarillo, CA
  • 2009-10-23 → 2010-03-23
    Tarzana, CA
    Encino, CA
    Westlake Village, CA
  • 2008-04-23 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Westlake Village, CA
    Tarzana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-21
  • S66 Uniform Combined State Law Examination
    2008-04-21
Other Names
  • Andy Nakagawa
  • Andrew Masato Nakagawa

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