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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-30 |
| CA | RA | APPROVED | 2020-11-24 |
Branch Locations
2931 Townsgate Road, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | West Hills | CA | 08/2014 | 03/2017 |
| Wells Fargo Advisors Llc | West Hills | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Hills | CA | 11/2016 | 03/2017 |
| Lpl Financial Llc | Woodland Hills | CA | 06/2017 | 11/2020 |
| California Bank & Trust (Affiliated W/ Zions Bank) | Woodland Hills | CA | 03/2017 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 11/2020 | Present |
| J.P. Morgan Securities Llc | Westlake Village | CA | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-21 |
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