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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-11-16
  • OH RA
    APPROVED
    Since 2018-11-16

Branch Locations

Cleveland Main Pnc Investments 1900 East 9Th Street, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Middleburg Hts OH 12/2015 11/2017
Citizens Securities Inc Middleburg Heights OH 12/2015 11/2017
Pnc Investments, Llc Pittsburgh PA 11/2017 10/2018
Pnc Investments Cleveland OH 11/2018 03/2020
Pnc Investments Cleveland OH 03/2020 Present
  • 12/2015 → 11/2017
    Citizens Bank
    Middleburg Hts, OH
  • 12/2015 → 11/2017
    Citizens Securities Inc
    Middleburg Heights, OH
  • 11/2017 → 10/2018
    Pnc Investments, Llc
    Pittsburgh, PA
  • 11/2018 → 03/2020
    Pnc Investments
    Cleveland, OH
  • 03/2020 → Present
    Pnc Investments
    Cleveland, OH
Previous Registrations
Other Businesses

March 21, 2026/ Amazon Flex/ Flex Driver/ Non-investment related / 0 hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-02
S63 Uniform Securities Agent State Law Examination 2016-05-26
  • S66 Uniform Combined State Law Examination
    2018-02-02
  • S63 Uniform Securities Agent State Law Examination
    2016-05-26

View on SEC IAPD

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