Kelley Mei Lin Yoshie Tom

Current Employers

Employment History

• 07/2016 → 01/2019
  Massmutual Life Insurance Co
  Honolulu, HI
• 03/2017 → 01/2019
  Mml Investors Services, Llc
  Honolulu, HI
• 07/2016 → 03/2017
  Msi Financial Services
  Honolulu, HI
• 01/2019 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Previous Registrations

• 2017-03-25 → 2019-02-01
  Mml Investors Services, Llc
  Honolulu, HI
• 2016-01-12 → 2017-03-25
  Msi Financial Services, Inc.
  Honolulu, HI
• 2014-01-09 → 2016-01-25
  Lpl Financial Llc
  Pearl City, HI
  Honolulu, HI
  Aiea, HI
  Honolulu, HI
  Kihei, HI
  Kapolei, HI
  Lahaina, HI
  Waianae, HI
  Waianae, HI

Other Businesses

1.SUMMIT FINANCIAL ADVISORS POSITION: CFO NATURE: team of advisors doing business under summit financial advisors an llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2018 ADDRESS: 1297 Kaluawaa St., Honolulu HI 96816, United States DESCRIPTION: comprehensive financial planning including life insurance, securities, LTC. Summit Financial Advisors is an LLC. 2. RENT MY PROPERTIES POSITION: owner NATURE: I bought properties in my name and rent them out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1297 Kaluawaa St., Honolulu HI 96816, United States DESCRIPTION: 1. long term rental: If my tenant moves out, I find a new tenant. 3. RESELL CLOTHES POSITION: seller NATURE: sole prop INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/08/2020 ADDRESS: 1297 Kaluawaa St., Honolulu HI 96816, United States DESCRIPTION: I resell my clothes on Poshmar 4. NOTARY POSITION: notary NATURE: sole prop INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2021 ADDRESS: 1163 S. Beretania St., Honolulu HI 96814, United States DESCRIPTION: notarize documents

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-30
• S63 Uniform Securities Agent State Law Examination
  2009-12-15

Designations

Other Names

• Kelley Baba
• Kelley Mei Lin Yoshie Baba