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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-05-12
ND RA APPROVED 2026-05-06
DC RA APPROVED 2026-04-28
AK RA APPROVED 2026-04-27
MT RA APPROVED 2026-04-23
AL RA APPROVED 2026-04-22
GA RA APPROVED 2026-04-22
IA RA APPROVED 2026-04-22
LA RA APPROVED 2026-04-22
MD RA APPROVED 2026-04-22
NM RA APPROVED 2026-04-22
UT RA APPROVED 2026-04-22
VI RA APPROVED 2026-04-22
DE RA APPROVED 2026-04-21
KS RA APPROVED 2026-04-21
ME RA APPROVED 2026-04-21
MN RA APPROVED 2026-04-21
NE RA APPROVED 2026-04-21
NC RA APPROVED 2026-04-21
TX RA APPROVED_RES 2025-11-04
FL RA APPROVED 2025-02-05
  • PR RA
    APPROVED
    Since 2026-05-12
  • ND RA
    APPROVED
    Since 2026-05-06
  • DC RA
    APPROVED
    Since 2026-04-28
  • AK RA
    APPROVED
    Since 2026-04-27
  • MT RA
    APPROVED
    Since 2026-04-23
  • AL RA
    APPROVED
    Since 2026-04-22
  • GA RA
    APPROVED
    Since 2026-04-22
  • IA RA
    APPROVED
    Since 2026-04-22
  • LA RA
    APPROVED
    Since 2026-04-22
  • MD RA
    APPROVED
    Since 2026-04-22
  • NM RA
    APPROVED
    Since 2026-04-22
  • UT RA
    APPROVED
    Since 2026-04-22
  • VI RA
    APPROVED
    Since 2026-04-22
  • DE RA
    APPROVED
    Since 2026-04-21
  • KS RA
    APPROVED
    Since 2026-04-21
  • ME RA
    APPROVED
    Since 2026-04-21
  • MN RA
    APPROVED
    Since 2026-04-21
  • NE RA
    APPROVED
    Since 2026-04-21
  • NC RA
    APPROVED
    Since 2026-04-21
  • TX RA
    APPROVED_RES
    Since 2025-11-04
  • FL RA
    APPROVED
    Since 2025-02-05

Branch Locations

Miami, FL • United States

1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Miami FL 02/2008 02/2017
Deutsche Bank Trust Company New York Miami FL 03/2008 02/2017
Morgan Stanley Miami FL 03/2017 09/2018
Morgan Stanley Private Bank, National Association New Yoek NY 03/2017 09/2018
Jpmorgan Chase Bank Na Miami FL 09/2018 02/2020
Jpmorgan Securities Llc Miami FL 09/2018 02/2020
Wells Fargo Clearing Services, Llc Miami FL 05/2020 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 09/2021 01/2025
Unemployed Miami FL 06/2021 08/2021
Bank Of America, N.A. Miami FL 09/2021 01/2025
Hsbc Bank Usa, N.A. Miami FL 01/2025 Present
Hsbc Securities (Usa) Inc. Miami FL 02/2025 Present
Previous Registrations
Other Businesses

the name of the other business; Rental property whether the business is investment-related; No the address of the other business; Urbanizacion La Alzambra, Edificio Vasari Center, Milan 2, Marbella, Spain. 29660 the nature of the other business; Rental Property your position; Owner title, or relationship with the other business; Owner the start date of your relationship; November 9, 2015 the approximate number of hours/month you devote to the other business; Zero the number of hours you devote to the other business during securities trading hours; Zero and briefly describe your duties relating to the other business; Giving for rent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-19
  • S66 Uniform Combined State Law Examination
    2009-11-19
Other Names
  • Arturo Montemayor Gruszca

View on SEC IAPD

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