Justin Stephen Vaught

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2017-02-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Des Moines	IA	12/2014	Present
Principal Securities Inc	Des Moines	IA	03/2019	Present
Principal Asset Management	Des Moines	IA	02/2017	Present

2015-01-29 → 2016-02-02

Principal Securities, Inc.

Des Moines, IA
2011-11-07 → 2014-01-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA
2011-01-12 → 2011-09-13

Dewaay Capital Management

West Des Moines, IA

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-11
S63	Uniform Securities Agent State Law Examination	2008-08-01