Inactive

Yan Zhang

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Current Employers

Rsa Capital

Oldsmar, FL • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-24

NY RA
APPROVED

Since 2021-05-24

Branch Locations

Oldsmar, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rockystream Advisor, Llc	New York	NY	04/2014	05/2026
Rockystream Advisor Llc	Oldsmar	FL	05/2026	Present

04/2014 → 05/2026

Rockystream Advisor, Llc

New York, NY
05/2026 → Present

Rockystream Advisor Llc

Oldsmar, FL

Previous Registrations

2014-07-11 → 2014-12-31

Signator Investors, Inc.

Westbury, NY

New York, NY

Other Businesses

RockyStream Global Wealth Management, LLC as Life Insurance Agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-16
S63	Uniform Securities Agent State Law Examination	2014-04-16

S65 Uniform Investment Adviser Law Examination

2014-06-16
S63 Uniform Securities Agent State Law Examination

2014-04-16

Other Names

Yan Zhang
Sarah Yan Zhang

View on SEC IAPD

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