Lee Vincent Demma

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-06-09

MD RA
APPROVED

Since 2021-06-09

Branch Locations

4915 Executive Park, Columbia, MD 21045 • United States

6395 Dobbin Rd., Columbia, MD 21045 • United States

8640 Guilford Rd., Suite B-90, Columbia, MD 21046 • United States

Elkridge, MD • United States

10025 Governor Warfield Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Baltimore	MD	01/2010	03/2017
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	05/2017
Mml Investors Services, Llc	Elkridge	MD	03/2017	05/2017
M&T Securities	Baltimore	MD	08/2017	Present
Unemployed	Elkridge	MD	05/2017	08/2017
Lpl Financial Llc	Columbia	MD	06/2021	Present
Lpl Financial Llc	Columbia	MD	06/2021	Present

01/2010 → 03/2017

Metlife Securities Inc

Baltimore, MD
07/2016 → 05/2017

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → 05/2017

Mml Investors Services, Llc

Elkridge, MD
08/2017 → Present

M&T Securities

Baltimore, MD
05/2017 → 08/2017

Unemployed

Elkridge, MD
06/2021 → Present

Lpl Financial Llc

Columbia, MD
06/2021 → Present

Lpl Financial Llc

Columbia, MD

Previous Registrations

2017-08-09 → 2021-06-09

M&T Securities, Inc.

Timonium, MD

Baltimore, MD

Baltimore, MD

Towson, MD

Lutherville, MD

Towson, MD

Towson, MD

Timonium, MD

Timonium, MD

Towson, MD

Columbia, MD

Annapolis, MD

Columbia, MD

Columbia, MD

Columbia, MD

Baltimore, MD

Columbia, MD
2017-03-25 → 2017-06-28

Mml Investors Services, Llc

Elkridge, MD
2012-01-05 → 2017-03-25

Msi Financial Services, Inc.

Elkridge, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-24
S63	Uniform Securities Agent State Law Examination	2010-06-23

S65 Uniform Investment Adviser Law Examination

2011-10-24
S63 Uniform Securities Agent State Law Examination

2010-06-23

View on SEC IAPD

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